Investor Education

Do you know what the FINRA BrokerCheck is? *

The FINRA “BrokerCkeck Hotline” is 800-289-9999. The hotline is open Monday through Friday from 8:00 am until 8:00 pm Eastern Standard Time. The FINRA (Financial Industry Regulatory AUthority) website can be found at

* FINRA BrokerCkeck is available on the FINRA website. It allows you to check the background information of your Broker or Broker Dealer.

Contact Us:  -  (646) 462-4552